ClosedFCIC-2026-001
Failure to Disclose Conflicts of Interest
Respondent: Demo Capital Advisors LLC
- Action Type
- Reprimand
- Opened Date
- November 1, 2025
- Decision Date
- July 28, 2026
- Legal Basis
- FCIC Conduct Standards Section 4.2
Summary
Demo Capital Advisors failed to adequately disclose material conflicts of interest in client investment recommendations, resulting in potentially biased advisory services.
Outcome
Formal reprimand issued with requirement to implement enhanced disclosure policies within 90 days.
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