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The Financial Conduct & Integrity Commission promotes transparency, accountability, responsible conduct, consumer protection and confidence within the areas covered by its stated mandate.
Understanding the regulatory frameworks that govern financial markets and the standards promoted by FCIC.
Learn morePromoting transparency, fairness, and accountability in financial markets through information and education.
Learn moreEducating consumers about financial risks, fraud prevention, and available resources for investor protection.
Learn moreDocumenting enforcement actions and regulatory responses to maintain market integrity and investor confidence.
Learn moreSearch our registry to verify the registration status of financial firms and professionals. Inclusion in the registry does not constitute endorsement or regulatory approval.
The FCIC registry provides publicly available information about financial firms and professionals. The information is provided for informational purposes only and should not be construed as legal, financial, or investment advice. Users should verify all information independently.
The Financial Conduct & Integrity Commission today published its Annual Report on Market Integrity for 2025, providing a comprehensive overview of market conduct trends, enforcement activities, and regulatory developments.
FCIC addresses emerging trends in digital asset markets and the importance of consumer protection in this rapidly evolving sector.
FCIC has expanded its consumer protection educational resources to help investors navigate increasingly complex financial markets.
FCIC has identified an unauthorized entity operating an unlicensed investment platform under the name 'Global Markets Pro' that is soliciting retail investors through social media channels.
Reports of individuals impersonating FCIC officials to solicit cryptocurrency payments from consumers under the guise of 'regulatory compliance fees.'
Updates to annual reporting requirements for registered financial entities, effective January 2027.
| Case | Entity | Action Type | Date | Status |
|---|---|---|---|---|
| FCIC-2026-002 | Apex Trading Partners Ltd. | Fine | Feb 15, 2026 | Pending |
| FCIC-2026-003 | Summit Wealth Advisory Group | License Revocation | Jan 10, 2026 | Under Review |
| FCIC-2026-001 | Demo Capital Advisors LLC | Reprimand | Nov 1, 2025 | Closed |
| FCIC-2026-004 | Pacific Holdings Financial Corp. | Sanction | Aug 20, 2025 | Closed |
| FCIC-2025-018 | Apex Trading Partners Ltd. | Fine | Mar 1, 2025 | Closed |
Comprehensive annual assessments of market integrity and regulatory trends.
1 publicationDetailed guidance documents to help entities understand and comply with standards.
1 publicationAnalysis of market conduct trends, risk factors, and industry developments.
1 publicationEducational materials designed to help consumers make informed financial decisions.
1 publication