Loading...
Official Information Portal
FCIC establishes and enforces regulatory rules to ensure the proper functioning of financial markets and the protection of consumers. These rules set out the specific requirements that regulated firms must follow.
Sets minimum capital requirements for authorized firms to ensure financial resilience.
Requirements for the safe handling and segregation of client assets.
Frameworks for enterprise risk management and internal controls.
Mandatory disclosure obligations for authorized firms.
Rules governing market behavior and prevention of market abuse.