PendingFCIC-2026-002
Inadequate Client Fund Segregation
Respondent: Apex Trading Partners Ltd.
- Action Type
- Fine
- Opened Date
- February 15, 2026
- Decision Date
- Pending
- Penalty Amount
- $150,000
- Legal Basis
- FCIC Financial Standards Section 7.1
Summary
Apex Trading Partners was found to have inadequate procedures for segregating client funds from proprietary accounts, creating risk of commingling.
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