Summit Wealth Advisory Group

SUSPENDEDFCIC-FIRM-2026-003

Trading as: Summit Wealth

Entity Type: Wealth Management Firm
Jurisdiction: California
Authorization Date: January 10, 2019
Expiry Date: January 10, 2025
Website: https://example.com
Telephone: +1 (555) 300-0003
Address: 789 Investment Blvd, Los Angeles, CA 90001
Defined Activities: Wealth management, estate planning, trust services

Last verified: June 30, 2026

Current Restrictions

Suspended from all client-facing activities

Disciplinary History

Suspension2025-06-15

Failure to maintain adequate capital reserves

Fine2025-03-01

Improper client fund segregation

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