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Promoting Integrity. Protecting Financial Markets.

The Financial Conduct & Integrity Commission (FCIC) is an independent, non-governmental organization. FCIC is not affiliated with, endorsed by, or connected to any U.S. federal or state government agency, including but not limited to the Department of the Treasury, the Securities and Exchange Commission, the Department of Justice, the Federal Reserve, or any federal or state court. Any reference to government agencies on this website is for informational context only and does not imply endorsement, partnership, or governmental authority.

© 2026 Financial Conduct & Integrity Commission. All rights reserved.

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About FCIC

Mission
Legal Status
Leadership
Organization
Careers

Regulation

Framework
Rules
Guidance
Notices

Consumer Protection

Fraud Awareness
Report Misconduct
Complaints

Resources

Publications
News
Contact
Site Map

Legal

Legal Status
Privacy Policy
Terms of Use
Accessibility
Disclosures

FCIC

Promoting Integrity. Protecting Financial Markets.

The Financial Conduct & Integrity Commission (FCIC) is an independent, non-governmental organization. FCIC is not affiliated with, endorsed by, or connected to any U.S. federal or state government agency, including but not limited to the Department of the Treasury, the Securities and Exchange Commission, the Department of Justice, the Federal Reserve, or any federal or state court. Any reference to government agencies on this website is for informational context only and does not imply endorsement, partnership, or governmental authority.

© 2026 Financial Conduct & Integrity Commission. All rights reserved.