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Sanctions are enforcement cases resulting in a fine, suspension, revocation, or similar penalty. This list is drawn from the same enforcement case registry as Case Search.
| Case Number | Entity | Type | Effective | Status |
|---|---|---|---|---|
| FCIC-2026-002 | Apex Trading Partners Ltd. | Fine | February 15, 2026 | Pending |
| FCIC-2026-003 | Summit Wealth Advisory Group | License Revocation | January 10, 2026 | Under Review |
| FCIC-2025-018 | Apex Trading Partners Ltd. | Fine | December 15, 2025 | Closed |

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